Corporate Misconduct Case Study: Enerkon Solar International & Its Impact on American Investors TL;DR: At its core, this is a story of calculated deception. The U.S. Securities and Exchange Commission (SEC) has accused executives at Enerkon Solar International, Inc. of…
Corporate Greed Case Study: LJM Funds & Its Impact on Defrauded Investors TLDR: Chicago-based investment firm LJM, managing over $1 billion, orchestrated a calculated deception, promising investors its complex trading strategy was safe and its risk management “robust.” Internal documents…
Corporate Greed Case Study: El Capitan Advisors & Its Impact on Its Clients TL;DR: The Securities and Exchange Commission (SEC) alleges that investment adviser El Capitan Advisors, Inc. (ECA) and its CEO, Andrew Nash, executed a staggering fraud, misappropriating $15.3…
Corporate Greed Case Study: New Line Capital & Its Impact on Advisory Clients TL;DR: According to a complaint filed by the Securities and Exchange Commission, investment advisory firm New Line Capital and its sole owner, David A. Nagler, systematically betrayed…
Corporate Greed Case Study: Deception in Plain Sight & Its Impact on American Investors TL;DR: According to the Securities and Exchange Commission, a Canadian securities lawyer, Sergio Damian Lopez, orchestrated a sophisticated scheme to defraud investors. The plan allegedly involved…
Corporate Greed Case Study: The ‘Creative Financing’ Scheme & Its Impact on American Investors TL;DR: According to a complaint filed by the Securities and Exchange Commission, two entrepreneurs, Joel J. Natario and Jefferson “Patch” Baker, allegedly orchestrated a sophisticated fraud,…
Religious Greed Case Study: The Mattson Scheme & Its Impact on Defrauded Investors TLDR: According to a complaint filed by the Securities and Exchange Commission, Kenneth Mattson, a prominent California businessman, orchestrated a sprawling, multi-decade Ponzi-like scheme that defrauded hundreds…
Unicoin Executives Accused of Massive $100M+ Fraud, Fake Assets Exposed Corporate Misconduct Accountability Project Unicoin, Inc. · SEC enforcement action Unicoin Executives Accused of Massive $100M+ Fraud, Fake Assets Exposed SEC alleges company and executives lied about billions in assets,…
Nate Inc. CEO Alberto Saniger Charged with $42M AI Investment Fraud Corporate Misconduct Accountability Project Nate, Inc. · SEC Enforcement Action Nate Inc. CEO Alberto Saniger Charged with $42M AI Investment Fraud Alberto Saniger falsely claimed his shopping app used…
Berkshire Global Advisors Failed to Monitor Employee Trading Accounts Corporate Misconduct Accountability Project Berkshire Global Advisors LP · Regulatory Settlement Berkshire Global Advisors Failed to Monitor Employee Trading Accounts For years, the firm failed to track outside brokerage accounts held…