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Aleeia

Aleeia

I'm Aleeia, the creator of this website. I have 6+ years of experience as an independent researcher covering corporate misconduct, sourced from legal documents, regulatory filings, and professional legal databases. My background includes a Supply Chain Management degree from Michigan State University's Eli Broad College of Business, and years working inside the industries I now cover. Every post on this site was either written or personally reviewed and edited by me before publication. Learn more about my research standards and editorial process by visiting my About page

How Canaccord Genuity “Outsourced” Its Ethics

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FINRA Enforcement • AWC No. 2022073302501 How Canaccord Genuity “Outsourced” Its Ethics For nearly nine years, a Wall Street broker-dealer handed its legal duty to watch its own brokers to an affiliate, kept no written records of branch inspections, and…