Financial Fraud • Market Manipulation • Regulatory Capture 446 Million Fake Trades.One $185,000 Fine. Reported by EvilCorporations.com • Source: FINRA AWC No. 2021072257301 • Accepted June 4, 2025 TL;DR XP Investments US, LLC pumped fake trade volume onto Bloomberg data…
EvilCorporations.com | Financial Crimes Investigation Inside the 36,000 Lies Wall Street’s SIDCO Told Its Customers Accepted by FINRA: June 24, 2025 | AWC No. 2023078259101 TL;DR SEI Investments Distribution Co. (SIDCO) hid 19,160 trades from federal regulators for eight straight…
EvilCorporations.com | Wall Street Investigations The $20 Million Betrayal How Silver Leaf Partners paid millions to unlicensed insiders, lied to the SEC, and nearly destroyed itself chasing deals it had no business touching. TL;DR Silver Leaf Partners, a New York…
FINRA Enforcement • Securities Fraud • Retail Investor Harm Your Broker Hid the Price. Six Years. 9,000+ Trades. Calton & Associates kept retail customers in the dark about what they were really being charged. Here is what that cost—and who…
TL;DR Chase Bank allowed a woman named Jazzmen Brumfield to drain $47,383.47 (enough to cover a year’s worth of groceries for four families) from a court-controlled “blocked account” containing a dead man’s estate funds — and handed it all to…
TL;DR Revere Securities LLC, a FINRA-licensed Wall Street broker-dealer, falsified approximately 19,000 trade records over a ten-year period spanning April 2013 to February 2023. The firm systematically labeled broker-recommended trades as “unsolicited” (meaning the client asked for them), hiding the…
Financial Crime & Regulatory Capture A $20,000 Fine for Years of Money Laundering Violations Sonenshine & Company ignored federal anti-money laundering law for over six years. The penalty? Less than most Americans earn in a year. TL;DR Sonenshine & Company,…
Financial Crimes Investigation | FINRA Enforcement | Wall Street Accountability 250 Violations. One Censure. $150,000. J.P. Morgan broke the rules protecting you from stock manipulation two hundred and fifty times. The regulator charged with stopping them let them write a…
EvilCorporations.com • FINRA AWC No. 2019061777501 • 6 min read UBS Hid 4.4 Million Trades From Regulators For Six Years The firm that claims to protect your wealth spent nearly six years feeding the government false data about millions of…
Financial Fraud FINRA Case No. 2022074855301 Market Transparency Bank of America Failed Market Transparency and Still Walked Away With a Slap on the Wrist EvilCorporations.com • FINRA AWC No. 2022074855301 • 7 min read TL;DR BofA Securities, Inc., Bank of…