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Aleeia

Aleeia

I'm Aleeia, the creator of this website. I have 6+ years of experience as an independent researcher covering corporate misconduct, sourced from legal documents, regulatory filings, and professional legal databases. My background includes a Supply Chain Management degree from Michigan State University's Eli Broad College of Business, and years working inside the industries I now cover. Every post on this site was either written or personally reviewed and edited by me before publication. Learn more about my research standards and editorial process by visiting my About page

Joseph Stone Capital Failed to Protect Investors

joseph stone capital evil corporations finra

TL;DR Joseph Stone Capital, a registered broker-dealer with roughly 30 reps, broke FINRA’s Taping Rule for nearly three years, from September 2021 through July 2024. The firm failed to record client phone calls for six of its registered representatives, losing…